Occupational Certificate: Investment Advisor
SAQA ID: 105021 | NQF Level: 6 | Credits: 213
Delivery:
Inhouse Corporate
Public Programme
Duration:
24 months
Mode:
Online Facilitated Classes
Accreditation
Quality Council for Trades
and Occupations
Program outline
Programme overview
The occupational certificate: Investment Adviser covers fundamental topics such as investment principles, portfolio management, securities analysis, risk management, retirement planning, estate planning, and tax considerations. It supports the development of new entrants into the financial services industry and provides opportunities for employees to specialize and grow into fully-fledged Financial Advisors.
It lays a foundation for entry into the investment advisory industry and supports the growth of the financial services sector through professional training.
Is this course for you?
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- Aspiring investment or financial advisors
- Graduates seeking a career in wealth management
- Professionals looking to expand into advisory or portfolio management
- Aspiring investment or financial advisors
Your advantage
Save Time and Money
Connect from anywhere in the online facilitated classes with our industry experts and fellow learners. There is no need to relocate or travel—save time and money while gaining valuable interpersonal skills by participating in collaborative projects.
Study Your Way
Our flexible online evening classes are tailored for working professionals like you. Learn at your own pace so you can balance work and study.
Are you just starting out? Then, attend our intensive foundation program and a job placement to gain the experience needed to succeed in your new career.
Personalized Learning
iFundi’s AI platform tailors your learning journey. Get customized study advice, instant feedback, and dedicated personal support every step of the way.
What will set you apart
Strong foundations in formulating investment strategies
Skills in portfolio structuring and risk-return optimization
Regulatory understanding for investment and retirement advice
Competence in client needs analysis and presentation
Ability to implement investment decisions and monitor outcomes
Module breakdown
- Overview of the Investment Advisory Industry
- Regulatory Requirements for Advising Clients on Insurance and Investments
- Fundamentals of Investments
- Principles of Providing Investment Advice to Clients
- Advise Clients on Potential Investment Opportunities
- Facilitate the Implementation of Agreed Investment Decisions
Earn a certificate
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- Certification: Occupational Certificate in Investment Advisor
- Accreditation: SAQA-accredited (ID: 105021).
- NQF Level: Level 6 with 213 credits.
- Duration: 24 months
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What people ask
What does an investment advisor do?
They analyse client finances, design portfolios, recommend investments, and monitor performance to meet financial goals.
Is it worth paying an investment advisor?
Yes—they offer tailored strategies, risk management, and time-saving expertise that often outweigh associated fees.
How do investment advisors get paid?
Commonly through commissions, fee-based structures, or a hybrid of both—based on assets under management or transaction volume.
What qualifies you as an investment advisor?
This Diploma (NQF Level 6) provides the foundational knowledge and regulatory compliance required for advisory roles.
How do investment advisors earn?
Through commissions, fees, or performance-based arrangements tied to client portfolios.
How much do financial advisers charge?
Fees vary—from flat consulting fees (R 500–R 2 000/session) to ongoing advisory fees (~1% of assets under management).
Do banks have financial advisors?
Yes—banks employ advisors to guide clients on retirement, investment products, savings, and planning services.
How much money can you make as an investment advisor?
Entry-level R 25 000–R 40 000/month; established advisors and managers can earn R 60 000+, plus performance bonuses.
What is the duty of investment advisers?
To recommend suitable financial products, act ethically, follow regulations, and support clients in achieving financial objectives.
What skills does an investment advisor need?
Analytical ability, financial acumen, communication, ethical judgment, regulatory awareness, and relationship management.
What is the difference between an accountant and an investment advisor?
Accountants focus on financial reporting and compliance. Investment advisors work with clients to plan, invest, and manage portfolios.